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btown 5 hours ago

> The penalty is a 1-year ban from arXiv followed by the requirement that subsequent arXiv submissions must first be accepted at a reputable peer-reviewed venue.

This is incredibly good for science. arXiv is free, but it's a privilege not a right!

I'm not seeing this clearly listed on https://info.arxiv.org/help/policies/index.html so it's possible this is planned but not live yet - or perhaps I'm not digging deeply enough?

As a certain doctor once said: the whole point of the doomsday machine is lost if you keep it a secret!

paulpauper an hour ago | parent | next [-]

My take: this seems excessive.

ArXiv doesn't even check the submission closely, so how can they know?

They say "errors, mistakes"

They use an automated system to check if the basic requirements were met, and sometimes papers are flagged for further superficial human review, but there is no way they can possibly do this at scale or check every reference. This would be like trying to do peer review, but for a preprint archive that gets easily 100x more volume than any journal.

Second, there is such a huuuuge gap between publishing on arvix and peer review. I can attest personally that it's not even close. I've gotten probably dozen rejections from peer review and no problems publishing in arxiv math. This is because peer review checks not just for if something is new or correct, but also if it's of "interest to math community," which is inherently subjective, but also makes peer review many magnitudes harder than publishing on arxiv.

Even when a well-known professor in number theory praised the paper when I got an endorsement and a second emailed me and and encouraged me to publish it, it still got rejected 3 times and still waiting.

Being required to publish in a peer reviewed journal will close off arxiv for many researchers for good. It also defeats the point of it being a pre-print.

helterskelter an hour ago | parent [-]

You could at least filter out hallucinated references which simply don't exist pretty trivially, I'd imagine.

paulpauper an hour ago | parent [-]

It's more than that. if there are mistakes, then you can also be flagged.

read the whole tweet:

If generative AI tools generate inappropriate language, plagiarized content, biased content, errors, mistakes, incorrect references, or misleading content, and that output is included in scientific works, it is the responsibility of the author(s).

nutjob2 an hour ago | parent [-]

If you'd read the whole series of tweets it's obvious that is not their intention and there needs to be "incontrovertible evidence that the authors did not check the results of LLM generation" for the penalty to apply.

It's not hard to divine their intentions: you are entirely responsible for what you summit and if it's clearly slop(py) you get a ban. In a reply they state that they are seeking to apply this rule fairly and accurately and are mindful of unintended effects.

dataflow 3 hours ago | parent | prev [-]

> This is incredibly good for science.

I disagree. It's just one darn hallucinated citation for heaven's sake, not fraud or something. It doesn't account for the substance or quality of their work at all. A one-year ban seems plenty sufficient for a minor first time mistake like this. People make mistakes and a good fraction of them can learn from those mistakes. There's no need to permanently cripple someone's ability to progress their life or contribute to humanity just because an AI hallucinated a reference one time in their life. That's punitive instead of rehabilitative.

toast0 2 hours ago | parent | next [-]

> It's just one darn hallucinated citation for heaven's sake, not fraud or something.

It is fraud.

> It doesn't account for the substance or quality of their work at all.

References are part of the work. If you're making up the references, what else are you making up?

> People make mistakes and a good fraction of them can learn from those mistakes. There's no need to permanently cripple someone's ability to progress their life or contribute to humanity just because an AI hallucinated a reference one time in their life.

A one year ban is not permanent. Having a negative consequence for making poor decisions seems like an inducement to learn from the mistake?

In an ideal world, one would be keeping notes on references used while doing the research that lead to writing the paper. Choosing not to do that is one poor decision.

Having a positive outlook, if asking an AI to provide references that may have been missed, one should at least verify the references exist and are relevant. Choosing not to do that is also a poor decision, even if one did take notes on references used while researching.

ksd482 an hour ago | parent | next [-]

> It is fraud.

I think we are talking semantics here.

While fraud does require intention to deceive, I get the sentiment that hallucinated citations shouldn't be dismissed as simply carelessness. It should be something stronger than that: gross negligence or something MUCH stronger! There should absolutely be repercussions for this.

But let's not call it fraud. That word is reserved for something specific.

EDIT: someone else said "reckless disregard" equals intent or something to that effect. So I looked it up.

It appears so that is the case. "Reckless Disregard Equals Intent" in legal language.

But I am not sure if this particular clause should apply here. Perhaps it depends on what kind of research is being published? For e.g., if it is related to medical science and has a real consequence on people's health, we can then apply this?

dataflow 2 hours ago | parent | prev | next [-]

> It is fraud.

No, it is emphatically not. Fraud requires intent to deceive.

> A one year ban is not permanent.

...what text are you reading? Nobody was calling the one-year ban permanent, or even against it. I was literally in favor of it in my comment. I explicitly said it is already plenty sufficient. What I said is there's no need to go beyond that. My entire gripe was that they very much are going beyond that with a permanent penalty. Did you completely miss where they said "...followed by the requirement that subsequent arXiv submissions must first be accepted at a reputable peer-reviewed venue"?

LPisGood 2 hours ago | parent | next [-]

Fraud requires intent to deceive _or_ reckless disregard, sometimes called, “conscious indifference” for the veracity of the statement asserted.

dataflow 2 hours ago | parent [-]

No. One single hallucinated citation on a document with you as an author is not evidence of your reckless disregard for anything. These exaggerations are crazy and you would absolutely deny such accusations if you missed your co-author's AI hallucinating a citation on your manuscript too. At best it would be careless, if you really relish extrapolating from one data point and smearing people's character based on that. Not reckless. It's quite literally the difference between going five miles per hour over the speed limit versus fifty.

toast0 an hour ago | parent | next [-]

If your co-author inserted the fradulent reference, I agree that you may not have committed fraud. But your co-author did, and you didn't check their work. and knowing that you didn't check their work, you signed off on it.

You didn't pick your co-author very well, but arXiv lacks investigative powers to determine which co-author did the bad, so they all get the consequence.

algorithmsRcool an hour ago | parent | prev | next [-]

Allowing hallucinated content or citations into your work is an act of carelessness and disregard for the time of people that are going to read your paper and it should be policed as such.

And flatly, if a person can't be bothered to check their damn work before uploading it, why should anyone else invest their time in reading it seriously?

ktallett an hour ago | parent | prev [-]

How are you suggesting the fake citation came about? Why are you writing papers and not having actually read the source you took the material from?

zeusdclxvi 2 hours ago | parent | prev | next [-]

If you are using AI-hallucinated references in scientific papers then there is some obvious intent to deceive there

NiloCK 2 hours ago | parent | prev | next [-]

> No, it is emphatically not. D Fraud requires intent to deceive.

I'm about as pro AI-as-a-research--and-writing-assistant and anti AI-witchhunt as they come, but I simply cannot parse what I've quoted here.

Posting slop to arxiv is blatant deception. Posting an article is an attestation that the article is a genuine engagement with the literature. If you're posting things to arxiv that are not sincere engagements with the literature, you are attempting to deceive.

protocolture an hour ago | parent [-]

>I'm about as pro AI-as-a-research--and-writing-assistant and anti AI-witchhunt as they come, but I simply cannot parse what I've quoted here.

Ditto. And its only 1 year. Like its about the most reasonable thing they could have done.

toast0 2 hours ago | parent | prev [-]

> followed by the requirement that subsequent arXiv submissions must first be accepted at a reputable peer-reviewed venue"?

This part seemed reasonable too. I'm not in academia, but my understanding is most people writing papers intend for them to be accepted by reputable peer-reviewed venues, but post to arXiv because those venues don't always allow for simple distribution.

If your papers aren't going to be accepted at reputable venues and you posted slop to arXiv before (and they noticed it!), seems reasonable that they only want reputable stuff from you in the future?

blazespin 2 hours ago | parent | prev [-]

it's very silly, but not a big deal. Arxiv is becoming irrelevant these days anyways.

In fact would be better if they just banned AI, so we could just get off the luddite platforms.

Automated research is the future, end of story. And really it couldn't have come out at a better time, given the increasingly diminishing returns on human powered research.

andrepd 2 hours ago | parent | next [-]

Poe's law striking hard.

AnimalMuppet 22 minutes ago | parent | prev [-]

If automated research is the future, it has to be research, not making stuff up.

Which of those two does "hallucinated references" fit into?

wrs 3 hours ago | parent | prev | next [-]

A "mistake" would be a typo in a real citation. A hallucinated citation is evidence of just plain laziness and negligence, which taints the entire submission.

dataflow 2 hours ago | parent [-]

No it is not. Seriously. All you need for this to happen is for your lab partner to ask AI to add a missing citation that they are already familiar with at the last minute before a midnight submission deadline, and for the AI to hallucinate something else, and for them to honestly miss this. It does not even imply any involvement on your part, let alone that either of you were lazy or negligent on the actual research or substance of the paper. The lack of any sympathy or imagination here is astounding.

asdff 2 hours ago | parent | next [-]

There are no deadlines for journal submissions. Even if you felt you were running close to your revisions being due, an email to an editor will probably fix this for you. And what you described is still negligent, not verifying the garbage output bot did not in fact output garbage.

AnimalMuppet 21 minutes ago | parent [-]

Even more, there are no deadlines for arXiv submissions.

wrs 22 minutes ago | parent | prev | next [-]

You’re confusing the issue here by saying it’s not your fault, it’s your lab partner’s. We’re talking about why your lab partner did something wrong. You can assign blame for the wrong thing separately.

The citation is part of the substance of the paper. If you YOLOed in a citation without checking it, seems justified to suspect that you may have YOLOed in some data, or some analysis, or maybe even the conclusion.

applfanboysbgon an hour ago | parent | prev | next [-]

Your constructed hypothetical makes it even worse. If there are 2+ people in this scenario who have good intentions, this should especially never happen. When you sign your name on a paper, you are nonetheless vouching for everything written in it, including the things you didn't personally write. You should absolutely be checking every single reference your co-author included and verifying that it says what your co-author claims it says. This is something you should have been doing completely independent of LLMs existing. This is something you're publishing publicly, something that may be associated with you and your career for the rest of your life, it is insanely negligent to not even read and verify what your co-author is adding.

bigstrat2003 2 hours ago | parent | prev [-]

The lack of understanding that you are responsible for the content you create, no matter what tools you use, is what's astounding.

goolz 2 hours ago | parent | prev | next [-]

If you cannot be bothered to check your references when writing academic quality papers then you have no place writing them in the first place. The punishment is not chopping off a finger, it is a polite reminder to do the bare minimum.

slashdave 2 hours ago | parent [-]

Well, in the good old days, when we have refereed journals, it would be part of the publishing process.

vhantz an hour ago | parent | prev | next [-]

What's the difference between a "hallucinated" citation and consciously inserting reference to a non-existent paper and hopping it goes unnoticed? How do we determine which one was done consciously and which was "a minor first time mistake"?

Your standards are lower than what they would accept at my high-school. Seriously.

And generally, if you are generating papers with LLMs, let other LLMs read them. Why would we waste human hours considering something that was generated? At this point publish your prompt because that's the actual work you're doing.

ajkjk 3 hours ago | parent | prev | next [-]

It's not the kind of mistake that is possible unless you're engaging in fraud anyway.

dataflow 3 hours ago | parent [-]

> It's not the kind of mistake that is possible unless you're engaging in fraud anyway.

Seriously? You can't fathom an honest researcher asking for AI to find a citation they know exists, and the AI inserting or modifying a citation incorrectly without them realizing?

If you find evidence of fraud by all means lay down the hammer. Using a single hallucinated citation like it's some kind of ironclad proxy just because you think they must be committing fraud is insane.

mixtureoftakes 2 hours ago | parent | next [-]

if you're not checking citations in the paper youre publishing AND trusting a non SOTA, hallucination prone ai model to come up with sources for it, its probably for the best of everyone that this paper isn't published.

yes there will be rare exceptions but in general i feel like this is a really good addition.

asdff 2 hours ago | parent | prev | next [-]

Why would you ask the ai to find a citation you know exists? Just reach for that citation.

ajkjk an hour ago | parent | prev | next [-]

Yes, having AI write something and not checking it yourself is sure to lead to hallucination, hence, it is a fraudulent way to write.

toofy 38 minutes ago | parent | prev | next [-]

if an llm does the work, you did not write it or research it, the llm did. you have no business crediting yourself as an author.

if someone writes a paper and an entirely different person takes credit for it without even bothering to check if the actual writer just made shit up, they deserve a lifetime ban. seems like a year is a very light punishment.

protocolture an hour ago | parent | prev | next [-]

>Seriously? You can't fathom an honest researcher asking for AI to find a citation they know exists

Assumptions:

1. The entire document is loaded into an AI editor

2. The researcher is asking an AI editor to work on his references

3. The researcher has not checked his own references.

This could be avoided at 1, 2 or 3. But even just 1 implies that the researcher knows that they have a hot potato and might critically fuck up and lose all credibility. Being in that scenario and committing to 2 and 3 is at least extreme negligence.

andrepd 2 hours ago | parent | prev | next [-]

If you are citing a work you paste a citation to that work. If you are bullshitting you ask an AI to come up with a citation. Jesus, there is zero reason to ever "generate a citation" if you are not, in fact, commiting fraud.

galaxyLogic 2 hours ago | parent [-]

I much agree. But I wonder shouldn't the citations all be hyperlinks and thus easy to verify?

no-name-here an hour ago | parent [-]

How specific are the citations? If it's “Sentence 4 on page 97 supports” or “Paper says ‘___’” then I imagine it would be fairly easy. If it's “(__ page long) paper supports x”, then very difficult?

BonoboIO 2 hours ago | parent | prev | next [-]

Verifying that the reference you cite actually exists is the absolute minimum standard for academic work. It is not optional, not something to skip because of a deadline, and not something to outsource blindly to hallucination-prone AI.

If someone cannot meet that bar, they have no business publishing research papers. I have written academic papers myself, and I find it astonishing that people are trying to justify this as if it were some understandable workflow mistake. At that point it is simply slop with academic formatting. Post it on a blog or somewhere else, but do not put it into the scientific record.

A one-year ban is not a lifetime ban. Maybe six months would also have been enough, but the author can use that time to think about whether they should verify references next time — and to manually check every other citation.

BonoboIO 2 hours ago | parent | prev [-]

I would not necessarily go as far as calling it fraud, but if you cannot even verify that the reference you are citing actually exists, you are not ready to publish research papers.

Deadlines are not an excuse here. Checking whether a cited book, paper, or passage exists is the absolute minimum standard for scientific work, not an optional extra. I have written academic papers myself, and I find it astonishing that people are trying to justify this as if it were some understandable workflow mistake. At that point it is simply slop with academic formatting.

A one-year ban is not a lifetime ban. Maybe six months would also have been enough, but the point is that the author gets time to think about whether they should verify references next time. They can also use that time to manually check every other citation.

patcon 3 hours ago | parent | prev | next [-]

A citation is where you derived knowledge... If you haven't checked it and you are submitting something that should represent a ton of labour (and which will consume labour to review), you don't understand what you're doing. It is not just crossing T's and dotting I'd.

Your being set behind is less important than the fact that your publishing is setting everyone else behind.

Such a banned person is being helped to "step out of the way", and someone more competent will assuredly step forward to consume the limited maintenance labour more thoughtfully

dataflow 2 hours ago | parent [-]

> Your being set behind is less important than the fact that your publishing is setting everyone else behind

One hallucinated citation does not in any way imply anyone is being left behind. All it means nobody is checked that particular line of the manuscript after it was written. The rest of the paper could still be solid and treated accordingly. If you find evidence of the contrary, of course treat it accordingly, but this is so obviously not that.

dumpsterdiver 2 hours ago | parent | next [-]

> One hallucinated citation does not in any way imply anyone is being left behind.

The parent said “setting” others behind, which refers to lost time.

Being “left” behind implies a degraded trajectory, which is defined not by time lost, but by the final destination.

Different but related things (e.g. lost time can indeed affect your final destination, for instance, after growing old correcting a scourge of hallucinated citations - which should have been table stakes all along).

some_furry 2 hours ago | parent | prev | next [-]

No. It's fraud.

andrepd 2 hours ago | parent | prev [-]

You clearly misunderstand. You cite a work in your paper because you have read that work, and build upon it or want to refer to it to back up a specific claim. Generating references is fraud period, because you are implying that you have read a work when in fact you just asked an AI "please insert some reference-shaped text here" to make it look like a proper paper. It is sadly not a necessary, but certainly a VERY sufficient, reason to conclude a paper is fraudulent.

conartist6 2 hours ago | parent | prev | next [-]

Yes, it is fraud

Loughla 3 hours ago | parent | prev | next [-]

Don't use AI? Problem solved?

mianos 2 hours ago | parent | prev | next [-]

You are being ironic right?

themafia an hour ago | parent | prev [-]

> There's no need to permanently cripple someone's ability to progress their life or contribute to humanity

I don't think you need to publish on arXive to contribute meaningfully to humanity.

> That's punitive instead of rehabilitative.

Unfortunately science is competitive. Yours is a race to the bottom where the people who can afford the most expensive models and who are least concerned with the truth can publish the most papers and benefit financially and professionally by doing so. This is not a zero sum arena, grant money and opportunities will possibly be rewarded to them, and not to another team who is producing more careful and genuine output.